The joint proposal of the SEC and the CFTC in part would add new rules under the Securities Exchange Act of 1934 in connection with the definitions of “security-based swap dealer” and “major security-based swap participant.”
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Friday, December 3, 2010
ARTICLE: SEC Proposes Joint Rules with CFTC to Define Swap Related Terms
The joint proposal of the SEC and the CFTC in part would add new rules under the Securities Exchange Act of 1934 in connection with the definitions of “security-based swap dealer” and “major security-based swap participant.”
Read more...
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